Regional Supervisory Principal

TIAA · Dallas, TX, USA · All 124 TIAA jobs

Pay shown$59,100 to $76,400 a yearPermanent

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Advertised pay
$59,100 to $76,400 a year
Checker · last seen live 05 Nov 2026
Pay readStill open
Advertised pay
$59,100 to $76,400 a year
Employment
Permanent
Level
Senior
Posted
04 Nov 2026
Age
New (since 4 Nov)
Source
Employer's own page, Workday

Weekly. Stop anytime. Privacy

Required skills

  • The advert names no specific required skill

Nice to have

  • Process Improvement
  • Communication Skills
  • Compliance
  • Risk Management

About the job

This role is part of a centralized group of supervising principals responsible for ensuring representative activities align to firm and regulatory expectations. Key Responsibilities and Duties Review and accept on behalf of the firm recommendations made to clients and / or review written correspondence and electronic communications to / from associated persons of the broker-dealer. Proactively engage business partners across the organization to resolve or escalate issues.

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Source: TIAA's careers site

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